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WealthTech Weekly
10 June 2022

WealthTech Weekly June 10, 2022

by INSART

WealthTech Weekly June 10, 2022

What’s going on: Wealthtech Lumiant nets $3M, Photon Commerce inks a collaboration with Identifee, Monty Finance entrenches in all European markets, Rauva aims for 20M users in the Mediterranean, Stuart…
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Press Releases
25 June 2020

Advisor Group Introduces Fully-Integrated Dashboard and ‘Reg BI-Ready’ Enhancements to Leading Digital Account Management Platform

by INSART

Advisor Group Introduces Fully-Integrated Dashboard and ‘Reg BI-Ready’ Enhancements to Leading Digital Account Management Platform

Advisor Group, the network of independent wealth management firms, today announced the rollout of its new eQuipt Dashboard for financial professionals to facilitate compliance with the SEC’s new RegBI by…
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Research and Analysis
19 May 2020

InvestorCOM: Why Wealth Management Needs RegTech

InvestorCOM is a provider of regulatory compliance software and communications solutions.
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Guest Posts
7 November 2019

Best Interests for Advisors: Your Compliance Program’s Reality Check

by INSART

Best Interests for Advisors: Your Compliance Program’s Reality Check

Compliance norms change constantly. They change as business innovates and regulatory priorities and leadership shifts. Beth Haddock, Managing Partner at Warburton Advisers, discusses what new developments advisors should understand and…
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Industry Overview
19 September 2019

WealthTech Regulatory Aspects Explained: What Should Startups Keep in Mind

by INSART

WealthTech Regulatory Aspects Explained: What Should Startups Keep in Mind

Let's outline the basics about regulations that every WealthTech executive should be aware of. Learn the main regulations and bodies to deal with to start a new business, what activities…
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Expert Interviews
17 September 2019

Robert Seidman

Offering Manager at IBM Watson Financial Services

by INSART

WealthTech Insights #70 with Rob Seidman. Should a Wealth Management Firm Do Cybersecurity?

With Robert Seidman, Offering Manager at IBM Watson Financial Services, we discuss data security issue in WealthTech. Should they rely on counterparties to secure systems and data or tackle cybersecurity…
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Research and Analysis
20 August 2019

SmartRIA: All-in-One Platform for Federal and State Compliance

SmartRIA provides robust, comprehensive software for helping independent wealth managers to grow their business and stay independent while maintaining compliance with federal and state regulations.
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Research and Analysis
9 May 2019

Practifi: Intercontinental Business Management for the Modern Advisor

Practifi is the business management platform for financial advice, retirement and insurance.
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Expert Interviews
8 May 2018

Stephen Huppert

Head of Engagement at Optimum Pensions and Director…

by INSART

WealthTech Insights #24 with Stephen Huppert: Superannuation funds demystified

With Stephen Huppert, a Melbourne-based superannuation expert who recently started his own independent consulting practice, we discussed the difference between robo-advice and digital advice, AI, machine learning, data analytics, regulations…
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